Compliance Building – Doug Cornelius on compliance for private equity ...

Compliance Building. Doug Cornelius on compliance for private equity real estate.

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Compliancebuilding.com news digest

  • 5 years

    A Court Rules that an ICO was not a Securities Offering

    Last month, I wrote about the complaint filed by Securities and Exchange Commission against Reginald Ringgold and his Blockvest initial coin offering. One of the Blockvest’s marketing ploys was to note its membership in the Blockchain Exchange Commission...

  • 5 years

    Do Private Equity Funds Manipulate Reported Returns?

    Some do, and it backfires.
    In a working paper by Gregory W. Brown, Oleg R. Gredil, and Steven N. Kaplan they studied cash flows and NAV reports for a sample of 2,071 buyout and venture funds. The study was motivated by the potential incentive for fund managers to exaggerate performance...

  • 5 years

    The Pre-Holiday Regulatory Axe

    While I was preparing for Thanksgiving on Wednesday, the Securities and Exchange Commission put 43 of its rules on the chopping block.
    As you know, it’s not so simple to just eliminate a rule. Eliminating a rule is itself a rulemaking, requiring notice and comment periods. Of course, the SEC would also need to justify why the rule which was at one time deemed to work, no longer works...

  • 5 years

    Happy Thanksgiving

    Thank you for taking the time to read Compliance Building. I’m grateful to meet, chat and correspond with so many of you in the compliance community.
    I hope you get to enjoy a long weekend to reflect and spend time, with friends, family, neighbors and loved-ones....

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