Compliance Building – Doug Cornelius on compliance for private equity ...
Compliance Building. Doug Cornelius on compliance for private equity real estate.
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Best pages on Compliancebuilding.com
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Compliance Building – Doug Cornelius on compliance for private equity real estate
Doug Cornelius on compliance for private equity real estate
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Private Equity Real Estate Top 50 – 2014 Edition of Who Is Registered – Compliance Building
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. As I have done in the past, I parsed the list to see which managers are registered with t…
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Ethical Integrity Leadership – Setting the Tone From The Top – Compliance Building
EthicsPoint sponsored this webinar and these are my notes. Howard Sklar, Vice President & Global Anti-Corruption Leader, American Express Company was the presenter. Howard was quick to point ou…
Compliancebuilding.com news digest
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5 years
A Court Rules that an ICO was not a Securities Offering
Last month, I wrote about the complaint filed by Securities and Exchange Commission against Reginald Ringgold and his Blockvest initial coin offering. One of the Blockvest’s marketing ploys was to note its membership in the Blockchain Exchange Commission...
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5 years
Do Private Equity Funds Manipulate Reported Returns?
Some do, and it backfires.
In a working paper by Gregory W. Brown, Oleg R. Gredil, and Steven N. Kaplan they studied cash flows and NAV reports for a sample of 2,071 buyout and venture funds. The study was motivated by the potential incentive for fund managers to exaggerate performance... -
5 years
The Pre-Holiday Regulatory Axe
While I was preparing for Thanksgiving on Wednesday, the Securities and Exchange Commission put 43 of its rules on the chopping block.
As you know, it’s not so simple to just eliminate a rule. Eliminating a rule is itself a rulemaking, requiring notice and comment periods. Of course, the SEC would also need to justify why the rule which was at one time deemed to work, no longer works... -
5 years
Thank you for taking the time to read Compliance Building. I’m grateful to meet, chat and correspond with so many of you in the compliance community.
I hope you get to enjoy a long weekend to reflect and spend time, with friends, family, neighbors and loved-ones....
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