Securities Law Blog

Securities Law Blog. WELCOME Securities Law Blog Use the search or alphabetical categories to locate information on any and all schedules, rules,...

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Securities-law-blog.com news digest

  • 8 years

    SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings-...

    On October 30, 2015, the SEC published proposed rule amendments to facilitate intrastate and regional securities offerings. This rule proposal comes following the September 23, 2015, Advisory Committee on Small and Emerging Companies (the “Advisory Committee...

  • 8 years

    Mergers And Acquisitions; Appraisal Rights

    Unless they are a party to the transaction itself, such as in the case of a share-for-share exchange agreement, shareholders of a company in a merger transaction generally have what is referred to as “dissenters” or “appraisal rights.”  An appraisal...

  • 8 years

    Mergers And Acquisitions; Appraisal Rights

    Unless they are a party to the transaction itself, such as in the case of a share-for-share exchange agreement, shareholders of a company in a merger transaction generally have what is referred to as “dissenters” or “appraisal rights.” An appraisal right...

  • 8 years

    The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance

    The recent increase in regulatory activity and marketplace discussion on the topic of disclosure has not been limited to the small business arena or small cap marketplace. Effective September 28, 2015, the New York Stock Exchange (“NYSE”) amended its...

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