Hong Kong Sponsor Due Diligence Guidelines
Due Diligence Guidelines. (...).
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Hong Kong Sponsor Due Diligence Guidelines
Due diligence guidelines developed by Hong Kong sponsors in light of Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the SFC.
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Hong Kong Sponsor Due Diligence Guidelines Developments for Persons Licensed by or Registered with the SFC. Register and Login Page.
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Developments, updates and news about the Hong Kong Sponsor Due Diligence Guidelines and the sponsor regulatory regime.
Duediligenceguidelines.com news digest
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7 years
New Guidance for Sponsors of GEM IPOs
The SFC and HKEx issued a Joint Statement Regarding the Price Volatility of GEM Stocks on 20 Jan. 2017 on concerns as to high concentrations of shareholdings on GEM IPO placings and setting out obligations for listing applicants and their sponsors. ...
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7 years
HKEx Publishes New Guidance on IPO Vetting and Suitability for Listing
The Hong Kong Stock Exchange issued new Guidance Letter HKEx-GL68-13A on IPO vetting and suitability for listing on 3 June 2016. The guidance focuses on “shell” companies and sets out a non-exhaustive list of characteristics exhibited by such companies...
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8 years
HKEx Publishes Listing Document Simplification Guide
HKEx published Guidance Letter HKEx-GL86-16 “Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applicants” (the “Listing Document Simplification Guide“) on 2 February 2016. This provides general guidance on producing...
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9 years
HKEx updates Guidance Letters GL27-12 and GL41-12 on disclosure of material chan...
The Exchange has published updates of Guidance Letters HKEx GL27-12 “Simplification Series – Guidance on disclosure in listing documents for IPO cases – the “Summary and Highlights” section” and GL41-12 “Guidance on disclosure requirements for IPO cases...
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Web host: | HGC Global Communications Limited |
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Updated: | August 27, 2013 |
Expires: | August 27, 2023 |
Created: | August 27, 2013 |
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