Hong Kong Sponsor Due Diligence Guidelines

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Duediligenceguidelines.com news digest

  • 7 years

    New Guidance for Sponsors of GEM IPOs

    The SFC and HKEx issued a Joint Statement Regarding the Price Volatility of GEM Stocks on 20 Jan. 2017 on concerns as to high concentrations of shareholdings on GEM IPO placings and setting out obligations for listing applicants and their sponsors. ...

  • 7 years

    HKEx Publishes New Guidance on IPO Vetting and Suitability for Listing

    The Hong Kong Stock Exchange issued new Guidance Letter HKEx-GL68-13A on IPO vetting and suitability for listing on 3 June 2016.  The guidance focuses on “shell” companies and sets out a non-exhaustive list of characteristics exhibited by such companies...

  • 8 years

    HKEx Publishes Listing Document Simplification Guide

    HKEx published Guidance Letter HKEx-GL86-16 “Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applicants” (the “Listing Document Simplification Guide“) on 2 February 2016. This provides general guidance on producing...

  • 9 years

    HKEx updates Guidance Letters GL27-12 and GL41-12 on disclosure of material chan...

    The Exchange has published updates of Guidance Letters HKEx GL27-12 “Simplification Series – Guidance on disclosure in listing documents for IPO cases – the “Summary and Highlights” section” and GL41-12 “Guidance on disclosure requirements for IPO cases...

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Updated: August 27, 2013
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Created: August 27, 2013

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